Date authorised
8 September 2017
Companies House
10506392
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    54 Charlotte Street
    London
    W1T 2NS
    UNITED KINGDOM
    Phone
    +442039602320
  • Complaints Contact

    54 Charlotte Sreet
    London
    W1T 2NS
    UNITED KINGDOM
    Phone
    +442039602320

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexey Krivolap

    IRN AXK02633

    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Anthony Pearse Rutledge

    IRN AXR07790

    • [FCA CF] Client dealing (9 Dec 2020 to 17 Jan 2022)
    • CF1 Director (18 Nov 2018 to 2 Aug 2019)
    • CF30 Customer (18 Nov 2018 to 8 Dec 2019)
  • Colin Michael Chapman

    IRN CMC01188

    • SMF16 Compliance Oversight (since 16 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2025)
  • Inés Noé

    IRN IXN14855

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • James Leonard Allsopp

    IRN JLA01043

    • CF30 Customer (8 Sep 2017 to 25 Jan 2019)
    • CF11 Money Laundering Reporting (8 Sep 2017 to 25 Jan 2019)
    • CF10 Compliance Oversight (8 Sep 2017 to 25 Jan 2019)
    • CF1 Director (8 Sep 2017 to 25 Jan 2019)
  • Jerry Shaw

    IRN JDS01096

    • [FCA CF] Client dealing (15 Nov 2021 to 22 May 2023)
  • Kanat Ayaguzov

    IRN KXA01391

    • SMF1 Chief Executive (since 24 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2025)
    • CF30 Customer (8 Sep 2017 to 8 Dec 2019)
    • CF1 Director (8 Sep 2017 to 8 Dec 2019)
  • Marina Ryabokon

    IRN MXR02086

    • [FCA CF] Client dealing (16 Mar 2023 to 18 Nov 2024)
  • Mohammed Hanif

    IRN MXH01364

    • [FCA CF] Client dealing (23 Feb 2024 to 18 Nov 2024)
  • Muhammad Adil Soyfoo

    IRN AXS02113

    • [FCA CF] Client dealing (12 Mar 2022 to 6 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.