Colin Michael Chapman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELIDI ADVISERS LTD

    FRN 775059

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2025)
    • SMF16 Compliance Oversight (since 16 Apr 2025)
  • VCUK FINANCIAL SERVICES LTD

    FRN 460177

    • SMF16 Compliance Oversight (since 15 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2022)
  • RiverRock Capital Limited (no longer approved here)

    FRN 599241

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2020)
    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (6 Jun 2016 to 10 Sep 2018)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF30 Customer (30 Apr 2014 to 19 Jan 2015)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF30 Customer (1 Sep 2009 to 27 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.