Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (since 6 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2021)
- SMF16 Compliance Oversight (since 2 Feb 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (25 Jan 2021 to 10 Feb 2023)
- CF1 Director (3 Feb 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Feb 2017 to 28 Nov 2018)
- CF10 Compliance Oversight (3 Feb 2017 to 28 Nov 2018)
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Peregrine & Black Limited
FRN 628614
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2022)
- CF1 Director (AR) (19 Jun 2017 to 3 May 2019)
- CF1 Director (17 Feb 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Feb 2015 to 8 Dec 2019)
- CF3 Chief Executive (17 Feb 2015 to 5 Sep 2017)
- CF30 Customer (17 Feb 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Feb 2015 to 3 Oct 2018)
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- CF1 Director (AR) (1 May 2014 to 12 Feb 2015)
- CF30 Customer (4 Nov 2013 to 12 Feb 2015)
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- CF1 Director (AR) (1 Oct 2013 to 25 Oct 2013)
- CF30 Customer (9 May 2013 to 25 Oct 2013)
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- CF30 Customer (19 Jan 2012 to 31 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.