Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 6 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2021)
    • SMF16 Compliance Oversight (since 2 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (25 Jan 2021 to 10 Feb 2023)
    • CF1 Director (3 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Feb 2017 to 28 Nov 2018)
    • CF10 Compliance Oversight (3 Feb 2017 to 28 Nov 2018)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2022)
    • CF1 Director (AR) (19 Jun 2017 to 3 May 2019)
    • CF1 Director (17 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Feb 2015 to 8 Dec 2019)
    • CF3 Chief Executive (17 Feb 2015 to 5 Sep 2017)
    • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Feb 2015 to 3 Oct 2018)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF1 Director (AR) (1 May 2014 to 12 Feb 2015)
    • CF30 Customer (4 Nov 2013 to 12 Feb 2015)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (1 Oct 2013 to 25 Oct 2013)
    • CF30 Customer (9 May 2013 to 25 Oct 2013)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (19 Jan 2012 to 31 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.