Date authorised
17 February 2015
Companies House
08321754
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Bolton Street
    Mayfair
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442037501801
  • Complaints Contact

    5 Bolton Street
    Mayfair
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +442037501801

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Simmie

    IRN AJS01632

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
    • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
  • Alwyn Marc Phillips

    IRN AMP01147

    • CF30 Customer (17 Feb 2015 to 29 Sep 2015)
  • Atul Lele

    IRN AXL02256

    • CF30 Customer (6 Nov 2017 to 7 Mar 2018)
  • Barry Heath

    IRN BXH01489

    • [FCA CF] Client dealing (12 Aug 2024 to 11 Jun 2025)
  • Billy Hadjioannou

    IRN BXH01383

    • CF30 Customer (17 Feb 2015 to 20 Jul 2018)
  • Daniel Loeber

    IRN DJL01194

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
  • Daniel Louis Park

    IRN DLP01048

    • CF30 Customer (2 Jun 2016 to 30 Jun 2017)
  • David Graham Thomas

    IRN DXT01484

    • CF30 Customer (20 Dec 2018 to 22 Jul 2019)
    • CF1 Director (AR) (20 Dec 2018 to 22 Jul 2019)
  • Dominic Bullman

    IRN DJB01583

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
  • Edward Spencer Randall Courtney

    IRN EXC00164

    • [FCA CF] Client dealing (1 Jun 2021 to 29 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.