Barry Heath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peregrine & Black Investment Management Limited (no longer approved here)
FRN 757727
- [FCA CF] Client dealing (13 Sep 2024 to 12 Jun 2025)
Peregrine & Black Limited (no longer approved here)
FRN 628614
- [FCA CF] Client dealing (12 Aug 2024 to 11 Jun 2025)
London and Oxford Capital Markets Limited (no longer approved here)
FRN 163299
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (9 Aug 2017 to 8 Dec 2019)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (13 Jun 2014 to 24 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.