London and Oxford Capital Markets Limited

Date authorised
1 April 2013
Companies House
02816999
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402037465800
    Web
    https://www.londonandoxford.com

  • Complaints Contact

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402037465800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allan Lane

    IRN AXL01810

    • CF30 Customer (1 Mar 2012 to 24 Dec 2012)
  • Barry Heath

    IRN BXH01489

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • Chaiyakorn Yingsaeree

    IRN CXY01100

    • SMF3 Executive Director (since 17 May 2021)
  • Charles Richard Foster Kemp

    IRN CRK01021

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF27 Investment Management (16 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
  • Christopher Sutcliffe

    IRN CXS01321

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • David Wayne Marsh

    IRN DWM01057

    • CF30 Customer (1 Nov 2007 to 29 Dec 2009)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • Dimitrios Hatzis

    IRN DXH01663

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
    • CF1 Director (21 Mar 2007 to 31 Dec 2007)
    • CF23 Corporate Finance Adviser (23 Jun 2006 to 31 Oct 2007)
  • Douglas Lindsay Henderson

    IRN DLH01041

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF23 Corporate Finance Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (29 May 2007 to 31 Oct 2007)
  • Dylan Tudor-Williams

    IRN DXT00328

    • Director of firm who is not a certification employee or a SMF manager (14 Jun 2021 to 19 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2024)
  • Frederick Hopson

    IRN FXH01101

    • CF30 Customer (1 Nov 2007 to 22 Nov 2019)
    • CF1 Director (16 Sep 2004 to 15 Jun 2016)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.