Christopher Sutcliffe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London and Oxford Capital Markets Limited (no longer approved here)
FRN 163299
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF30 Customer (3 Oct 2012 to 27 Jun 2013)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (13 May 2010 to 13 Jul 2012)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF26 Customer Trading (17 May 2007 to 27 Sep 2007)
- CF21 Investment Adviser (17 May 2007 to 27 Sep 2007)
Hartmann Capital Limited (no longer approved here)
FRN 192815
- CF21 Investment Adviser (26 Sep 2005 to 26 Sep 2005)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF26 Customer Trading (15 Oct 2004 to 14 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.