London and Oxford Capital Markets Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Henry Stewart Blyth
IRN HSB01009
- SMF3 Executive Director (16 Apr 2020 to 15 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Aug 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Aug 2022)
- CF10 Compliance Oversight (4 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jan 2017 to 8 Dec 2019)
Hirotoshi Hayashi
IRN HXH01044
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
- CF1 Director (1 Dec 2001 to 31 Dec 2003)
Irene Bauer
IRN IXB01324
- CF30 Customer (1 Mar 2012 to 24 Jan 2013)
Jiazhen Xu
IRN JXX07804
- CF30 Customer (1 Nov 2018 to 22 Nov 2019)
John Hampson
IRN JXH01790
- CF1 Director (20 Apr 2004 to 31 Dec 2007)
John Stassi
IRN JXS01669
- CF30 Customer (3 Jan 2018 to 18 Jun 2019)
Julian Guy Rogers-Coltman
IRN JXR01228
- SMF9 Chair of the Governing Body (23 Dec 2019 to 8 Jun 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
Madoc Robert Batcup
IRN MRB01112
- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 29 Nov 2002)
Mario Nicolaou
IRN MXN01133
- CF30 Customer (18 Nov 2011 to 22 May 2015)
Mark James Gomar
IRN MJG01166
- CF30 Customer (20 Feb 2009 to 15 May 2009)

Smaller firms operating under this firm's FCA authorisation.

Oxford Forex Limited (no longer appointed)
FRN 769915 · Appointed 20 Jan 2017 · Until 31 Oct 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.