London and Oxford Capital Markets Limited

Date authorised
1 April 2013
Companies House
02816999
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402037465800
    Web
    https://www.londonandoxford.com

  • Complaints Contact

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402037465800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Pelham Waldron Smithers

    IRN MPS01060

    • CF21 Investment Adviser (1 Dec 2001 to 27 Nov 2002)
  • Nicolas John Lewis

    IRN NJL01037

    • CF30 Customer (13 Jan 2017 to 18 Jun 2018)
  • Paul Marcus Newton

    IRN PMN01021

    • CF30 Customer (1 Nov 2007 to 27 Jun 2019)
    • CF3 Chief Executive (11 May 2007 to 27 Jun 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2019)
    • CF1 Director (1 Dec 2001 to 27 Jun 2019)
  • Peter Norton

    IRN PXN01064

    • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
  • Reginald Blythe Clark

    IRN RBC01045

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF27 Investment Management (25 Jul 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (25 Jul 2006 to 31 Oct 2007)
  • Richard Boon Seng Tan

    IRN RBT01035

    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 15 Apr 2024)
    • SMF16 Compliance Oversight (6 Jan 2023 to 15 Apr 2024)
  • Richard Brian McManus

    IRN RBM01051

    • CF30 Customer (6 May 2010 to 22 May 2015)
  • Richard Divall

    IRN RXD00431

    • [FCA CF] Client dealing (15 Aug 2023 to 31 Oct 2024)
  • Richard John Small

    IRN RJS01207

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
  • Robin Stanley Higham

    IRN RSH01051

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF27 Investment Management (16 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.