Nicolas John Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CPT MARKETS UK LIMITED

    FRN 606110

    • [FCA CF] CASS oversight function (since 30 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2025)
    • CF3 Chief Executive (20 Sep 2019 to 8 Dec 2019)
    • CF1 Director (20 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (20 Aug 2015 to 8 Dec 2019)
  • London and Oxford Capital Markets Limited (no longer approved here)

    FRN 163299

    • CF30 Customer (13 Jan 2017 to 18 Jun 2018)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF1 Director (13 May 2011 to 6 Oct 2014)
    • CF30 Customer (29 Sep 2010 to 6 Oct 2014)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF26 Customer Trading (1 Dec 2001 to 28 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.