Date authorised
1 April 2013
Companies House
03218125
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402074567020
  • Complaints Contact

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442074567015

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Baker

    IRN AXB01432

    • CF30 Customer (20 May 2011 to 31 Oct 2013)
  • Adam Fraser Farnsworth

    IRN AFF01007

    • CF16 Significant Mgt (Desgntd Investment Business) (20 Aug 2002 to 21 Aug 2002)
  • Adrian Paul Crawley

    IRN APC01082

    • CF30 Customer (27 Nov 2008 to 10 Mar 2009)
  • Adrien Cohen

    IRN AXC02573

    • [FCA CF] Manager of certification employee (7 Jan 2022 to 29 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
  • Alistair MacDonald Johnston

    IRN AXM01555

    • CF26 Customer Trading (15 Dec 2002 to 28 Apr 2003)
  • Amanda Louise McManus

    IRN ALP01031

    • CF26 Customer Trading (15 Dec 2002 to 31 Dec 2002)
  • Amanda Louise Shields

    IRN AXS01499

    • CF1 Director (28 Apr 2010 to 29 Sep 2010)
    • CF11 Money Laundering Reporting (12 Jan 2010 to 28 Apr 2010)
    • CF10 Compliance Oversight (12 Jan 2010 to 28 Apr 2010)
  • Andrew Dunbar Riddell

    IRN ADR01064

    • CF30 Customer (16 Dec 2009 to 14 Feb 2012)
  • Andrew James Dudsworth

    IRN AJD01157

    • CF26 Customer Trading (15 Dec 2002 to 20 Dec 2004)
  • Antonis Antoniades

    IRN AXA02730

    • CF2 Non Executive Director (6 Apr 2018 to 5 Oct 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.