CPT MARKETS UK LIMITED

• Principal Place of Business

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

  Web

  https://www.cptmarkets.co.uk

• Complaints Contact

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ahmed Abdelrahman Elsayeh

  IRN AAE01042

  • CF30 Customer (22 Oct 2016 to 2 May 2017)
• Andrew Bennett

  IRN AXB03798

  • CF30 Customer (3 Jul 2017 to 13 Jul 2017)
• Derek Dave Baker

  IRN DDB01020

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
• Edward John Bolton

  IRN EJB01096

  • CF30 Customer (9 Nov 2015 to 26 Aug 2016)
• Hesham Moh'd Ali Hasanin

  IRN HMH01055

  • CF30 Customer (22 Oct 2016 to 3 May 2018)
• James Morgan Courtney

  IRN JXC00608

  • [FCA CF] Proprietary trader (since 6 Jul 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• John Richard Bradbury

  IRN JRB01146

  • CF30 Customer (15 Dec 2015 to 22 Jan 2016)
• Julian Morgan Courtney

  IRN JMC01154

  • Director of firm who is not a certification employee or a SMF manager (30 Jan 2023 to 1 Oct 2025)
• KONSTANTINOS XITAS

  IRN KXX01005

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2022)
  • CF1 Director (18 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Sep 2018 to 8 Dec 2019)
• Kenneth Su

  IRN KSS01078

  • SMF3 Executive Director (14 Apr 2023 to 20 Feb 2025)

• BASIS CAPITAL MARKETS UK LTD (no longer appointed)

  FRN 732477 · Appointed 23 Jun 2017 · Until 17 Aug 2018

• CAXTON GLOBAL LIMITED (no longer appointed)

  FRN 780322 · Appointed 1 Jun 2017 · Until 27 Oct 2017

• TECHO FX (UK) LIMITED (no longer appointed)

  FRN 778429 · Appointed 8 May 2017 · Until 26 Oct 2017

No changes recorded yet.