CPT MARKETS UK LIMITED

• Principal Place of Business

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

  Web

  https://www.cptmarkets.co.uk

• Complaints Contact

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Khurram Ali

  IRN KXA01397

  • [FCA CF] Client dealing (since 6 Apr 2020)
  • SMF3 Executive Director (8 Mar 2023 to 19 Jun 2023)
• Kieran Howard

  IRN KXH84379

  • SMF3 Executive Director (since 14 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 May 2022)
  • SMF16 Compliance Oversight (since 11 May 2022)
• MEIXIA CHEN

  IRN MXC00497

  • [FCA CF] Client dealing (1 Jul 2022 to 18 Nov 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
• Mahdi Kanbar Agha

  IRN MXK01712

  • CF2 Non Executive Director (31 Jul 2014 to 30 Jun 2015)
• Mahmoud Chabbar Alkudsi

  IRN MXC03193

  • CF30 Customer (16 May 2016 to 11 Nov 2016)
• Marius Paun

  IRN MXP01881

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (13 Nov 2015 to 8 Dec 2019)
• Michael David Cecil Greenhalgh

  IRN MDG01037

  • [FCA CF] Manager of certification employee (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Proprietary trader (since 1 Jun 2022)
  • [FCA CF] Significant management (since 1 Jun 2022)
  • SMF3 Executive Director (8 Mar 2023 to 31 Dec 2025)
• Nicolas John Lewis

  IRN NJL01037

  • [FCA CF] CASS oversight function (since 30 Jul 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2025)
  • CF3 Chief Executive (20 Sep 2019 to 8 Dec 2019)
  • CF1 Director (20 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (20 Aug 2015 to 8 Dec 2019)
• Nikolaos Chantzara

  IRN NXC00194

  • [FCA CF] Client dealing (since 10 Sep 2024)
• Paul Derek Sawyer

  IRN PDS01117

  • CF11 Money Laundering Reporting (31 Jul 2014 to 20 Aug 2014)
  • CF10 Compliance Oversight (31 Jul 2014 to 20 Aug 2014)

• BASIS CAPITAL MARKETS UK LTD (no longer appointed)

  FRN 732477 · Appointed 23 Jun 2017 · Until 17 Aug 2018

• CAXTON GLOBAL LIMITED (no longer appointed)

  FRN 780322 · Appointed 1 Jun 2017 · Until 27 Oct 2017

• TECHO FX (UK) LIMITED (no longer appointed)

  FRN 778429 · Appointed 8 May 2017 · Until 26 Oct 2017

No changes recorded yet.