CPT MARKETS UK LIMITED

• Principal Place of Business

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

  Web

  https://www.cptmarkets.co.uk

• Complaints Contact

  Level 7

  One Canada Square

  Canary Wharf

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +4402039882277

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philip Millar

  IRN PXM02712

  • CF1 Director (AR) (23 Jan 2018 to 17 Aug 2018)
  • CF30 Customer (12 Jul 2017 to 17 Aug 2018)
• Razvan Rotaru

  IRN RXR00429

  • [FCA CF] Client dealing (since 1 Jun 2024)
• Robert George Smith

  IRN RGS01155

  • CF1 Director (AR) (10 Jul 2017 to 26 Oct 2017)
  • CF30 Customer (10 Jul 2017 to 26 Oct 2017)
• Salam Alaswad

  IRN SXA01715

  • [FCA CF] Material risk taker (1 Jul 2024 to 12 Aug 2024)
  • CF10 Compliance Oversight (28 Oct 2016 to 10 Sep 2018)
  • CF11 Money Laundering Reporting (28 Oct 2016 to 10 Sep 2018)
  • CF3 Chief Executive (31 Jul 2014 to 30 Aug 2019)
  • CF1 Director (31 Jul 2014 to 30 Aug 2019)
  • CF30 Customer (31 Jul 2014 to 30 Aug 2019)
• Samir Pravin Shah

  IRN SXS01284

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jul 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2021)
  • CF1 Director (4 Nov 2016 to 8 Dec 2019)
• Sandra Frampton

  IRN SXF00209

  • [FCA CF] Significant management (since 9 Dec 2019)
• Simon Peter Boyles

  IRN SPB01081

  • CF30 Customer (4 Sep 2017 to 25 Oct 2017)
  • CF1 Director (AR) (4 Sep 2017 to 25 Oct 2017)
• Sizhou Ren

  IRN SXR02423

  • [FCA CF] Significant management (9 Dec 2019 to 23 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
• Steven David Blackbourn

  IRN SDB01088

  • CF2 Non Executive Director (31 Jul 2014 to 5 May 2016)
• Talha Dar

  IRN TXD00052

  • [FCA CF] Client dealing (6 Jul 2022 to 11 Nov 2022)

• BASIS CAPITAL MARKETS UK LTD (no longer appointed)

  FRN 732477 · Appointed 23 Jun 2017 · Until 17 Aug 2018

• CAXTON GLOBAL LIMITED (no longer appointed)

  FRN 780322 · Appointed 1 Jun 2017 · Until 27 Oct 2017

• TECHO FX (UK) LIMITED (no longer appointed)

  FRN 778429 · Appointed 8 May 2017 · Until 26 Oct 2017

No changes recorded yet.