Samir Pravin Shah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CPT MARKETS UK LIMITED (no longer approved here)

    FRN 606110

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jul 2021)
    • CF1 Director (4 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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