Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CPT MARKETS UK LIMITED (no longer approved here)

    FRN 606110

    • [FCA CF] Material risk taker (1 Jul 2024 to 12 Aug 2024)
    • CF11 Money Laundering Reporting (28 Oct 2016 to 10 Sep 2018)
    • CF10 Compliance Oversight (28 Oct 2016 to 10 Sep 2018)
    • CF1 Director (31 Jul 2014 to 30 Aug 2019)
    • CF3 Chief Executive (31 Jul 2014 to 30 Aug 2019)
    • CF30 Customer (31 Jul 2014 to 30 Aug 2019)
  • Vantage Global Prime LLP (no longer approved here)

    FRN 590299

    • [FCA CF] Client dealing (19 May 2021 to 5 Oct 2021)
  • Citypoint Trading Limited (no longer approved here)

    FRN 489781

    • Employed By (9 Apr 2009 to 8 Feb 2011)
  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF30 Customer (28 Jul 2008 to 8 Feb 2011)
    • CF1 Director (AR) (28 Jul 2008 to 8 Feb 2011)
  • Azurite Markets Consultancy Ltd (no longer approved here)

    FRN 486371

    • Employed By (28 Jul 2008 to 1 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.