Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jul 2024 to 12 Aug 2024)
- CF11 Money Laundering Reporting (28 Oct 2016 to 10 Sep 2018)
- CF10 Compliance Oversight (28 Oct 2016 to 10 Sep 2018)
- CF1 Director (31 Jul 2014 to 30 Aug 2019)
- CF3 Chief Executive (31 Jul 2014 to 30 Aug 2019)
- CF30 Customer (31 Jul 2014 to 30 Aug 2019)
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- [FCA CF] Client dealing (19 May 2021 to 5 Oct 2021)
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- Employed By (9 Apr 2009 to 8 Feb 2011)
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- CF30 Customer (28 Jul 2008 to 8 Feb 2011)
- CF1 Director (AR) (28 Jul 2008 to 8 Feb 2011)
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- Employed By (28 Jul 2008 to 1 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.