Vantage Global Prime LLP

• Principal Place of Business

  Centurion House

  37 Jewry Street

  London

  City Of London

  EC3N 2ER

  UNITED KINGDOM

  Phone

  +442070435050

  Web

  https://www.vantagemarkets.co.uk

• Complaints Contact

  Centurion House

  37 Jewry Street

  London

  City Of London

  EC3N 2ER

  UNITED KINGDOM

  Phone

  +442070435050

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bhupinder Owles

  IRN BXO01218

  • CF10a CASS Oversight function (7 Aug 2018 to 1 Feb 2019)
  • CF11 Money Laundering Reporting (7 Aug 2018 to 1 Feb 2019)
  • CF10 Compliance Oversight (7 Aug 2018 to 1 Feb 2019)
• Charlie Walker

  IRN CXW00387

  • [FCA CF] Client dealing (since 8 Nov 2021)
• David Ajayi-Majebi

  IRN DXA00194

  • [FCA CF] Client dealing (13 May 2021 to 30 May 2025)
• David Michael Andrews

  IRN DMA01077

  • CF10a CASS Oversight function (7 Sep 2015 to 23 Dec 2016)
  • CF4 Partner (1 Jul 2013 to 13 Mar 2018)
  • CF10 Compliance Oversight (1 Jul 2013 to 23 Dec 2016)
  • CF30 Customer (1 Jul 2013 to 7 Sep 2015)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 23 Dec 2016)
• David Shayer

  IRN DXS01594

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jan 2024)
  • CF4 Partner (6 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Feb 2019 to 8 Dec 2019)
• Imran Allana

  IRN IXA00087

  • [FCA CF] Client dealing (8 Nov 2021 to 31 Jan 2022)
• Jeffrey Simon Turner-Ross

  IRN JSR01042

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2023 to 8 May 2024)
  • SMF16 Compliance Oversight (20 Dec 2023 to 8 May 2024)
  • [FCA CF] Significant management (30 May 2023 to 27 Oct 2023)
• Krasen Bogomilov Mitev

  IRN KXM07710

  • CF30 Customer (29 Oct 2018 to 8 Dec 2019)
• Mansoor Mushtaq

  IRN MXM06727

  • SMF16 Compliance Oversight (25 Apr 2025 to 16 Apr 2026)
  • SMF27 Partner (25 Apr 2025 to 16 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Apr 2025 to 16 Apr 2026)
• Nikolaos Chantzara

  IRN NXC00194

  • [FCA CF] Client dealing (13 May 2021 to 9 Jun 2024)

No changes recorded yet.