Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (7 Sep 2015 to 23 Dec 2016)
- CF10 Compliance Oversight (1 Jul 2013 to 23 Dec 2016)
- CF11 Money Laundering Reporting (1 Jul 2013 to 23 Dec 2016)
- CF30 Customer (1 Jul 2013 to 7 Sep 2015)
- CF4 Partner (1 Jul 2013 to 13 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.