Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Global Prime LLP (no longer approved here)

    FRN 590299

    • CF10a CASS Oversight function (7 Sep 2015 to 23 Dec 2016)
    • CF10 Compliance Oversight (1 Jul 2013 to 23 Dec 2016)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 23 Dec 2016)
    • CF30 Customer (1 Jul 2013 to 7 Sep 2015)
    • CF4 Partner (1 Jul 2013 to 13 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.