Vantage Global Prime LLP

• Principal Place of Business

  Centurion House

  37 Jewry Street

  London

  City Of London

  EC3N 2ER

  UNITED KINGDOM

  Phone

  +442070435050

  Web

  https://www.vantagemarkets.co.uk

• Complaints Contact

  Centurion House

  37 Jewry Street

  London

  City Of London

  EC3N 2ER

  UNITED KINGDOM

  Phone

  +442070435050

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Graham Cann

  IRN PGC01066

  • CF10 Compliance Oversight (23 Dec 2016 to 2 Mar 2018)
  • CF10a CASS Oversight function (23 Dec 2016 to 2 Mar 2018)
  • CF11 Money Laundering Reporting (23 Dec 2016 to 2 Mar 2018)
• Prinal Cameron Madlani

  IRN PCM01118

  • CF30 Customer (1 Jul 2013 to 14 Jan 2014)
  • CF4 Partner (1 Jul 2013 to 14 Jan 2014)
• Sabrina Elisabeth Hussein

  IRN SEH01133

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Salam Alaswad

  IRN SXA01715

  • [FCA CF] Client dealing (19 May 2021 to 5 Oct 2021)
• Shunyu Li

  IRN SXL12256

  • SMF27 Partner (since 13 Feb 2023)
  • [FCA CF] Significant management (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Mar 2021)
• Sidney James

  IRN SXJ00323

  • [FCA CF] Client dealing (since 20 Jun 2022)
• Siew Foong Chin

  IRN SFC01049

  • [FCA CF] Client dealing (since 6 Jun 2024)
• Talha Dar

  IRN TXD00052

  • [FCA CF] Client dealing (since 7 Nov 2022)
• Ulric Ojeer

  IRN UXO01002

  • CF4 Partner (7 Mar 2018 to 30 Nov 2018)
• Zachary Burrage

  IRN ZXB00053

  • [FCA CF] Client dealing (1 Dec 2023 to 8 Feb 2024)

No changes recorded yet.