Jeffrey Simon Turner-Ross

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CWG Markets Ltd

    FRN 785129

    • [FCA CF] Client dealing (since 6 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2020)
    • CF1 Director (19 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
  • Vantage Global Prime LLP (no longer approved here)

    FRN 590299

    • SMF16 Compliance Oversight (20 Dec 2023 to 8 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2023 to 8 May 2024)
    • [FCA CF] Significant management (30 May 2023 to 27 Oct 2023)
  • MONDEUM CAPITAL (UK) LIMITED (no longer approved here)

    FRN 583632

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2023 to 8 Mar 2023)
    • SMF16 Compliance Oversight (24 Jan 2023 to 8 Mar 2023)
  • AT Global Markets (UK) Limited (no longer approved here)

    FRN 760555

    • CF11 Money Laundering Reporting (11 Jul 2017 to 20 Feb 2018)
    • CF30 Customer (11 Jul 2017 to 20 Feb 2018)
    • CF10 Compliance Oversight (11 Jul 2017 to 20 Feb 2018)
  • CAL Investments Limited (no longer approved here)

    FRN 114008

    • CF1 Director (9 Dec 2016 to 26 Apr 2019)
    • CF30 Customer (9 Dec 2016 to 26 Apr 2019)
  • XPRIME MARKETS LIMITED (no longer approved here)

    FRN 531771

    • (19)CF10 Compliance Oversight (6 Nov 2014 to 1 Jun 2015)
    • (18)CF11 Money Laundering Reporting (6 Nov 2014 to 1 Jun 2015)
    • (17)CF30 Customer (24 Mar 2014 to 23 Dec 2015)
  • Investment & Portfolio Consultants Limited (no longer approved here)

    FRN 176507

    • CF30 Customer (7 Oct 2010 to 14 Dec 2010)
  • Magna Capital Limited (no longer approved here)

    FRN 476555

    • CF30 Customer (30 May 2008 to 12 Jul 2010)
    • CF3 Chief Executive (30 May 2008 to 7 Jun 2010)
    • CF11 Money Laundering Reporting (30 May 2008 to 7 Jun 2010)
    • CF10 Compliance Oversight (30 May 2008 to 7 Jun 2010)
    • CF1 Director (30 May 2008 to 7 Jun 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (17)CF30 Customer at XPRIME MARKETS LIMITED

  2. controlled function added: (18)CF11 Money Laundering Reporting at XPRIME MARKETS LIMITED

  3. controlled function added: (19)CF10 Compliance Oversight at XPRIME MARKETS LIMITED