Investment & Portfolio Consultants Limited

• Principal Place of Business

  80 Portland Place

  London

  Westminster

  W1B 1NT

  UNITED KINGDOM

  Phone

  +4402076476790

  Web

  https://www.investmentandportfolioconsultants.com

• Complaints Contact

  80 Portland Place

  London

  Westminster

  W1B 1NT

  UNITED KINGDOM

  Phone

  +4402076476790

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Eisenberg

  IRN AJE01121

  • [FCA CF] Client dealing (since 19 Dec 2024)
• Christian Nicholas Eliades

  IRN CNE01004

  • CF21 Investment Adviser (1 Feb 2007 to 28 Feb 2007)
• David Franklin Crystal

  IRN DFC01024

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 19 Jan 2004)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 19 Jan 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Jan 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 19 Jan 2004)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jan 2004)
• Ira Zev Crystal

  IRN IZC01001

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (16 May 2014 to 30 Mar 2017)
  • CF28 Systems and controls (1 Nov 2007 to 9 May 2011)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Jan 2004 to 24 May 2011)
  • CF11 Money Laundering Reporting (19 Jan 2004 to 24 May 2011)
  • CF8 Apportionment and Oversight (19 Jan 2004 to 31 Oct 2007)
  • CF13 Finance (19 Jan 2004 to 31 Oct 2007)
  • CF3 Chief Executive (19 Jan 2004 to 4 Feb 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jeffrey Simon Turner-Ross

  IRN JSR01042

  • CF30 Customer (7 Oct 2010 to 14 Dec 2010)
• Jonathan David Rothman

  IRN JDR01049

  • CF30 Customer (1 Nov 2007 to 10 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Leonard Anthony Watson

  IRN LAW01029

  • [FCA CF] Client dealing (since 12 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matthew Geoffrey Taylor

  IRN MGT01020

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matthew Thomas Francis Sawyer

  IRN MXS00101

  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
• Michael Robert Paradise

  IRN MRP01052

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.