Adam Eisenberg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment & Portfolio Consultants Limited

    FRN 176507

    • [FCA CF] Client dealing (since 19 Dec 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (19 Sep 2023 to 1 Apr 2024)
    • [FCA CF] Client dealing (14 Oct 2016 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (14 Oct 2016 to 1 Apr 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (19 Sep 2023 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (14 Oct 2016 to 1 Apr 2024)
    • [FCA CF] Client dealing (14 Oct 2016 to 1 Apr 2024)
  • Guggenheim Investment Advisors (Europe) Limited (no longer approved here)

    FRN 499798

    • CF10 Compliance Oversight (27 Jan 2010 to 13 Jun 2011)
    • CF11 Money Laundering Reporting (27 Jan 2010 to 13 Jun 2011)
    • CF30 Customer (27 Jan 2010 to 13 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.