Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Investment & Portfolio Consultants Limited
FRN 176507
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (16 May 2014 to 30 Mar 2017)
- CF28 Systems and controls (1 Nov 2007 to 9 May 2011)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (19 Jan 2004 to 4 Feb 2014)
- CF10 Compliance Oversight (19 Jan 2004 to 24 May 2011)
- CF13 Finance (19 Jan 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (19 Jan 2004 to 24 May 2011)
- CF8 Apportionment and Oversight (19 Jan 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.