MONDEUM CAPITAL (UK) LIMITED

Date authorised
1 April 2013
Companies House
07832612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    We Work The Monument
    51 Eastcheap
    London
    City Of London
    EC3M 1DT
    UNITED KINGDOM
    Phone
    +442038540040
    Web
    https://www.cmelitegroup.co.uk

  • Complaints Contact

    We Work The Monument
    51 Eastcheap
    London
    City Of London
    EC3M 1DT
    UNITED KINGDOM
    Phone
    +4433707278

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aymeric Bruneau

    IRN AVB01012

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • Daniel Terence Barnes

    IRN DTB01058

    • SMF3 Executive Director (16 Feb 2023 to 31 Jul 2025)
    • [FCA CF] Client dealing (16 Jan 2023 to 31 Jul 2025)
  • Duke Esmond Ezekiel Pollard

    IRN DXP00309

    • SMF1 Chief Executive (since 7 Oct 2025)
  • Fiona Philomena Figuera

    IRN FXF00069

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2025)
    • SMF16 Compliance Oversight (since 9 Apr 2024)
  • Jeffrey Simon Turner-Ross

    IRN JSR01042

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2023 to 8 Mar 2023)
    • SMF16 Compliance Oversight (24 Jan 2023 to 8 Mar 2023)
  • Jiandu(Nick) Wang

    IRN JXW02184

    • CF30 Customer (21 Jul 2017 to 1 Aug 2018)
    • CF1 Director (AR) (21 Jul 2017 to 1 Aug 2018)
    • CF10a CASS Oversight function (18 Dec 2015 to 1 Feb 2016)
    • CF11 Money Laundering Reporting (2 Jan 2013 to 1 Feb 2016)
    • CF10 Compliance Oversight (2 Jan 2013 to 1 Feb 2016)
    • CF1 Director (2 Jan 2013 to 2 Mar 2016)
  • Kai Jun Soh

    IRN KJS01152

    • CF30 Customer (21 Dec 2016 to 25 Jan 2019)
    • CF1 Director (21 Dec 2016 to 4 Dec 2019)
  • Peter Romilly

    IRN POR01004

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Feb 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (10 Feb 2016 to 21 Feb 2019)
    • CF10 Compliance Oversight (10 Feb 2016 to 8 Dec 2019)
    • CF1 Director (18 Dec 2015 to 30 Apr 2019)
  • Philip Young

    IRN PXY01014

    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
    • CF3 Chief Executive (9 Jul 2019 to 8 Dec 2019)
    • CF1 Director (9 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2019 to 8 Dec 2019)
  • Russell Crawford Arniel Johnston

    IRN RXJ18298

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 6 Aug 2021)
    • CF2 Non Executive Director (7 Nov 2019 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.