Peter Romilly

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HF Markets (UK) Limited

    FRN 801701

    • [FCA CF] Client dealing (since 19 Mar 2024)
    • SMF3 Executive Director (since 10 Nov 2023)
  • Tallon Commodities Ltd

    FRN 785303

    • SMF16 Compliance Oversight (since 14 Dec 2022)
    • SMF3 Executive Director (since 14 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2022)
  • MONDEUM CAPITAL (UK) LIMITED (no longer approved here)

    FRN 583632

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (10 Feb 2016 to 21 Feb 2019)
    • CF1 Director (18 Dec 2015 to 30 Apr 2019)
  • Finalto Trading Limited (no longer approved here)

    FRN 607305

    • CF2 Non Executive Director (23 May 2016 to 24 Apr 2019)
    • CF30 Customer (4 Sep 2014 to 23 May 2016)
    • CF1 Director (4 Sep 2014 to 23 May 2016)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF21 Investment Adviser (23 Aug 2004 to 25 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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