HF Markets (UK) Limited

Date authorised
14 November 2018
Companies House
11118651
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bloomsbury Building
    10 Bloomsbury Way
    Holborn
    London
    WC1A 2SL
    UNITED KINGDOM
    Phone
    +442035199890
    Web
    https://www.hfmarkets.co.uk

  • Complaints Contact

    Bloomsbury Building
    10 Bloomsbury Way
    Holborn
    London
    WC1A 2SL
    UNITED KINGDOM
    Phone
    +442035199890

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Roger Toro

    IRN ART01133

    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
    • CF3 Chief Executive (14 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2018 to 1 Oct 2019)
    • CF1 Director (14 Nov 2018 to 8 Dec 2019)
  • Kypros Kyprianou

    IRN KXK02074

    • [FCA CF] Client dealing (5 Oct 2022 to 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
    • CF1 Director (14 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2018 to 1 Oct 2019)
  • MARK THOMAS SPEIGHT

    IRN MTS01123

    • CF1 Director (14 Nov 2018 to 11 Jan 2019)
    • CF30 Customer (14 Nov 2018 to 11 Jan 2019)
  • Marie Antoinette Boosey

    IRN MAB01372

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (15 Jul 2019 to 8 Dec 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
  • Peter Dante Halloway-Churchill

    IRN PXB01526

    • CF1 Director (14 Nov 2018 to 11 Jan 2019)
  • Peter Romilly

    IRN POR01004

    • [FCA CF] Client dealing (since 19 Mar 2024)
    • SMF3 Executive Director (since 10 Nov 2023)
  • Sanjay Sharma

    IRN SXS00279

    • [FCA CF] Manager of certification employee (14 Oct 2020 to 26 Jul 2021)
    • [FCA CF] Client dealing (14 Oct 2020 to 26 Jul 2021)
  • Thomas Bentley

    IRN TXB00154

    • [FCA CF] Client dealing (20 Oct 2020 to 3 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.