Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HF Markets (UK) Limited
FRN 801701
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10a CASS Oversight function (15 Jul 2019 to 8 Dec 2019)
- CF1 Director (14 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (12 Jun 2014 to 6 Sep 2016)
- CF11 Money Laundering Reporting (12 Jun 2014 to 9 Dec 2016)
- CF10 Compliance Oversight (12 Jun 2014 to 17 Feb 2017)
- CF1 Director (12 Jun 2014 to 5 Dec 2016)
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- CF10 Compliance Oversight (17 Oct 2012 to 28 Apr 2014)
- CF11 Money Laundering Reporting (17 Oct 2012 to 28 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.