Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (15 Jul 2019 to 8 Dec 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2018 to 8 Dec 2019)
  • Equiti Capital UK Limited (no longer approved here)

    FRN 528328

    • CF30 Customer (12 Jun 2014 to 6 Sep 2016)
    • CF11 Money Laundering Reporting (12 Jun 2014 to 9 Dec 2016)
    • CF10 Compliance Oversight (12 Jun 2014 to 17 Feb 2017)
    • CF1 Director (12 Jun 2014 to 5 Dec 2016)
  • FXPRO UK Limited (no longer approved here)

    FRN 509956

    • CF10 Compliance Oversight (17 Oct 2012 to 28 Apr 2014)
    • CF11 Money Laundering Reporting (17 Oct 2012 to 28 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.