Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Coxon

  IRN AXC00252

  • [FCA CF] Material risk taker (7 Jan 2020 to 22 Mar 2021)
• Ahmed Imran Pasha

  IRN AIP01022

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2025)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• Alex Stares

  IRN AXS04656

  • CF30 Customer (1 Mar 2017 to 31 Jul 2017)
• Arik Oslerne

  IRN AXO01543

  • CF1 Director (10 Jul 2015 to 26 Jul 2018)
• Basant Singh Chana

  IRN BXC00400

  • [FCA CF] Significant management (6 Nov 2024 to 29 Oct 2025)
  • [FCA CF] CASS oversight function (6 Nov 2024 to 29 Oct 2025)
• Benedict Sears

  IRN BXS00088

  • [FCA CF] Significant management (18 May 2020 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (18 May 2020 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
• Bo Pang

  IRN BXP11565

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2022)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Brian John Myers

  IRN BJM01160

  • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • CF3 Chief Executive (24 Jul 2018 to 8 Dec 2019)
  • CF1 Director (24 Jul 2018 to 8 Dec 2019)
• Brian Siklich

  IRN BXS01795

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2022)
  • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
• Bryan Patrick Murphy

  IRN MXB03010

  • [FCA CF] Significant management (14 Dec 2022 to 5 May 2023)
  • [FCA CF] CASS oversight function (14 Dec 2022 to 31 Mar 2023)
  • [FCA CF] Material risk taker (14 Dec 2022 to 5 May 2023)

No changes recorded yet.