Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cheng Yang

  IRN CXY00047

  • [FCA CF] Material risk taker (24 May 2022 to 16 Oct 2022)
• Colanne Michaelides

  IRN CXM01105

  • [FCA CF] Significant management (5 Feb 2024 to 31 Oct 2025)
• David George Lindsay

  IRN DXL00111

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jun 2021)
• David Jeffrey Meek

  IRN DJM01279

  • SMF9 Chair of the Governing Body (12 May 2020 to 18 Feb 2022)
• Duy Hoang

  IRN DXH00652

  • [FCA CF] Client dealing (since 8 Dec 2022)
• Farbod Mimeh

  IRN FXM01553

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (1 Sep 2021 to 5 May 2025)
  • [FCA CF] Manager of certification employee (1 Sep 2021 to 5 May 2025)
  • [FCA CF] Material risk taker (1 Sep 2021 to 5 May 2025)
  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Gary Dennison

  IRN GXD00091

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2022)
• Gaurav Kashyap

  IRN GXK01593

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (11 Oct 2017 to 8 Dec 2019)
• George Ryan Pritchard

  IRN GXP00396

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Gleb Kaplan

  IRN GXK00055

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2021)

No changes recorded yet.