Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (12 May 2020 to 18 Feb 2022)
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- CF30 Customer (14 Aug 2012 to 6 Mar 2016)
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- CF30 Customer (14 Aug 2012 to 6 Mar 2016)
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- CF29 Significant management (9 Aug 2010 to 7 Feb 2012)
- CF30 Customer (9 Aug 2010 to 7 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 24 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2005)
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- CF30 Customer (1 Nov 2007 to 24 May 2010)
- CF21 Investment Adviser (13 Jan 2005 to 18 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.