Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gurpreet Singh Dehal

  IRN GSD01027

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2022)
  • CF2 Non Executive Director (18 Oct 2018 to 8 Dec 2019)
• Hamad Haider

  IRN HXH00024

  • [FCA CF] Material risk taker (7 Sep 2020 to 26 May 2022)
• Hamza Bilbeisi

  IRN HXB00056

  • [FCA CF] Client dealing (9 Nov 2020 to 31 Dec 2025)
• Hesham Hasanin

  IRN HXH00025

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2022)
• Ian Gordon Trussler

  IRN IGT00018

  • CF10 Compliance Oversight (8 Mar 2017 to 26 Nov 2018)
  • CF11 Money Laundering Reporting (13 Jan 2017 to 26 Nov 2018)
• Ila Sylvester Jehl

  IRN ISJ01019

  • CF1 Director (27 Apr 2011 to 16 Mar 2012)
  • CF10 Compliance Oversight (27 Apr 2011 to 22 Jun 2011)
  • CF3 Chief Executive (27 Apr 2011 to 16 Mar 2012)
  • CF30 Customer (27 Apr 2011 to 16 Mar 2012)
  • CF11 Money Laundering Reporting (27 Apr 2011 to 22 Jun 2011)
• Iskandar Akef Najjar

  IRN IAN01030

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Sep 2017 to 8 Dec 2019)
• John Stephen Williams

  IRN JXW00240

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
• Juan Pablo Zuniga

  IRN JPZ01006

  • CF30 Customer (6 Mar 2017 to 11 Sep 2017)
• Judita Simkeviciute

  IRN JXS11473

  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2021)
  • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)

No changes recorded yet.