Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kellie Smith

  IRN KXS01985

  • CF30 Customer (9 Sep 2014 to 17 Oct 2014)
• Kesha Amin

  IRN KXA00332

  • [FCA CF] CASS oversight function (2 Jan 2024 to 30 Sep 2024)
  • [FCA CF] Significant management (19 Dec 2023 to 30 Sep 2024)
• Khalid Yusuf Al Thawadi

  IRN KYA01003

  • [FCA CF] Client dealing (since 24 May 2022)
• Kieran Price

  IRN KXP01493

  • CF10a CASS Oversight function (4 Apr 2017 to 5 Jan 2018)
  • CF1 Director (20 Oct 2014 to 5 Dec 2016)
• Lauren Kiley

  IRN LXK01316

  • CF30 Customer (9 Oct 2017 to 19 Feb 2019)
• Laurence Richard Crosby

  IRN LRC01025

  • [FCA CF] Algorithmic trading (since 15 Apr 2024)
  • [FCA CF] Significant management (since 24 May 2022)
  • [FCA CF] Material risk taker (since 24 May 2022)
• Liam Richard Vincent Conway

  IRN LRC01037

  • SMF1 Chief Executive (5 Apr 2023 to 12 Nov 2024)
  • SMF3 Executive Director (5 Apr 2023 to 12 Nov 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2022)
• Louisa Nicole Karen Harding

  IRN LNH01006

  • CF30 Customer (13 Mar 2017 to 31 Jul 2017)
• Majd Kaid

  IRN MXK00153

  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Feb 2021)
• Marcus James Ford

  IRN MJF01247

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2022 to 12 Sep 2022)
  • SMF16 Compliance Oversight (1 Feb 2022 to 12 Sep 2022)

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