Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equiti Capital UK Limited
FRN 528328
- [FCA CF] Algorithmic trading (since 15 Apr 2024)
- [FCA CF] Significant management (since 24 May 2022)
- [FCA CF] Material risk taker (since 24 May 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 14 May 2021)
- [FCA CF] Significant management (9 Dec 2019 to 14 May 2021)
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- CF30 Customer (31 Oct 2017 to 23 Mar 2018)
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- CF30 Customer (10 Nov 2016 to 31 Mar 2017)
- CF1 Director (19 Oct 2016 to 7 Feb 2017)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2011)
- CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.