Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiti Capital UK Limited (no longer approved here)

    FRN 528328

    • CF10 Compliance Oversight (8 Mar 2017 to 26 Nov 2018)
    • CF11 Money Laundering Reporting (13 Jan 2017 to 26 Nov 2018)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF10 Compliance Oversight (30 Sep 2015 to 4 Nov 2016)
    • CF1 Director (30 Sep 2015 to 4 Nov 2016)
    • CF11 Money Laundering Reporting (30 Sep 2015 to 4 Nov 2016)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF1 Director (3 Jul 2012 to 5 Sep 2015)
    • CF10 Compliance Oversight (7 Sep 2010 to 5 Sep 2015)
    • CF11 Money Laundering Reporting (7 Sep 2010 to 5 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.