Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiti Capital UK Limited (no longer approved here)

    FRN 528328

    • [FCA CF] Significant management (14 Dec 2022 to 5 May 2023)
    • [FCA CF] CASS oversight function (14 Dec 2022 to 31 Mar 2023)
    • [FCA CF] Material risk taker (14 Dec 2022 to 5 May 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF3 Executive Director (25 Feb 2021 to 14 May 2021)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • SMF3 Executive Director (25 Feb 2021 to 14 May 2021)
    • SMF2 Chief Finance (25 Feb 2021 to 14 May 2021)
    • CF28 Systems and controls (27 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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