Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P3 Wealth Ltd

    FRN 806934

    • SMF3 Executive Director (since 20 Jan 2023)
    • SMF16 Compliance Oversight (since 20 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • HF Markets (UK) Limited (no longer approved here)

    FRN 801701

    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
    • CF1 Director (14 Nov 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2018 to 1 Oct 2019)
  • KINSWORTH INVESTMENTS LTD (no longer approved here)

    FRN 605070

    • CF3 Chief Executive (16 Nov 2017 to 10 Sep 2018)
    • CF1 Director (16 Nov 2017 to 10 Sep 2018)
    • CF30 Customer (16 Nov 2017 to 10 Sep 2018)
  • EC MARKETS GROUP LTD (no longer approved here)

    FRN 571881

    • CF30 Customer (21 Oct 2015 to 29 Sep 2017)
    • CF3 Chief Executive (21 Oct 2015 to 29 Sep 2017)
    • CF1 Director (21 Oct 2015 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.