Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
P3 Wealth Ltd
FRN 806934
- SMF3 Executive Director (since 20 Jan 2023)
- SMF16 Compliance Oversight (since 20 Jan 2023)
-
ALCHEMY PRIME LIMITED
FRN 612233
- [FCA CF] Client dealing (since 9 Dec 2019)
-
- SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
- SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
- CF1 Director (14 Nov 2018 to 8 Dec 2019)
- CF3 Chief Executive (14 Nov 2018 to 8 Dec 2019)
- CF30 Customer (14 Nov 2018 to 1 Oct 2019)
-
- CF3 Chief Executive (16 Nov 2017 to 10 Sep 2018)
- CF1 Director (16 Nov 2017 to 10 Sep 2018)
- CF30 Customer (16 Nov 2017 to 10 Sep 2018)
-
- CF30 Customer (21 Oct 2015 to 29 Sep 2017)
- CF3 Chief Executive (21 Oct 2015 to 29 Sep 2017)
- CF1 Director (21 Oct 2015 to 29 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.