EC MARKETS GROUP LTD

• Principal Place of Business

  Parksworth House

  30 City Road

  London

  Islington

  EC1Y 2AY

  UNITED KINGDOM

  Phone

  +442076217978

  Web

  https://www.ecmarkets.co.uk

• Complaints Contact

  Parksworth House

  30 City Road

  London

  Islington

  EC1Y 2AY

  UNITED KINGDOM

  Phone

  +442076217978

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Saward

  IRN AMS01205

  • SMF3 Executive Director (since 16 Oct 2024)
• Adam Roger Toro

  IRN ART01133

  • CF1 Director (21 Oct 2015 to 29 Sep 2017)
  • CF3 Chief Executive (21 Oct 2015 to 29 Sep 2017)
  • CF30 Customer (21 Oct 2015 to 29 Sep 2017)
• Andrew Bennett

  IRN AXB03798

  • CF30 Customer (4 Apr 2016 to 12 Jun 2017)
  • CF1 Director (AR) (4 Apr 2016 to 12 Jun 2017)
• Charles Fisher

  IRN CXF00295

  • [FCA CF] Material risk taker (since 10 Mar 2026)
  • [FCA CF] Significant management (since 10 Mar 2026)
• Christopher Peter Long

  IRN CPL01047

  • CF1 Director (8 Aug 2012 to 5 Jun 2017)
• David Hannigan

  IRN DXH01000

  • [FCA CF] Significant management (since 10 Mar 2026)
  • [FCA CF] Material risk taker (since 10 Mar 2026)
• David Shayer

  IRN DXS01594

  • CF1 Director (8 Aug 2012 to 19 Nov 2015)
  • CF10 Compliance Oversight (8 Aug 2012 to 19 Nov 2015)
  • CF11 Money Laundering Reporting (8 Aug 2012 to 19 Nov 2015)
  • CF30 Customer (8 Aug 2012 to 19 Nov 2015)
• Glen Ward

  IRN GXW01174

  • CF30 Customer (28 Apr 2016 to 9 Sep 2016)
• Greg Adams

  IRN GXA00229

  • [FCA CF] Significant management (since 10 Mar 2026)
  • [FCA CF] Material risk taker (since 10 Mar 2026)
• Jiwen Fei

  IRN JXF01709

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2025)
  • SMF16 Compliance Oversight (since 28 Mar 2025)

• BASIS CAPITAL MARKETS UK LTD (no longer appointed)

  FRN 732477 · Appointed 19 Jan 2016 · Until 19 Jun 2017

• AUS CAPITAL (UK) LTD (no longer appointed)

  FRN 725682 · Appointed 16 Nov 2015 · Until 5 May 2017

No changes recorded yet.