Glen Ward

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Multi Asset Solutions Limited

    FRN 926482

    • SMF16 Compliance Oversight (since 5 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2022)
  • EC MARKETS GROUP LTD (no longer approved here)

    FRN 571881

    • CF30 Customer (28 Apr 2016 to 9 Sep 2016)
  • Amius Limited (no longer approved here)

    FRN 188130

    • CF30 Customer (30 May 2013 to 20 Aug 2014)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF30 Customer (16 Dec 2009 to 14 Feb 2012)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 20 Jul 2009)
    • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.