Date authorised
7 December 2020
Companies House
12590608
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    131 Finsbury Pavement
    London
    EC2A 1NT
    UNITED KINGDOM
    Phone
    +442086162303
  • Complaints Contact

    131 Finsbury Pavement
    London
    EC2A 1NT
    UNITED KINGDOM
    Phone
    +442086162303

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antoon Terence Gysbers

    IRN AXG86425

    • SMF3 Executive Director (7 Dec 2020 to 23 Feb 2023)
  • Glen Ward

    IRN GXW01174

    • SMF16 Compliance Oversight (since 5 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2022)
  • John Philip Blackledge

    IRN JXB86424

    • SMF3 Executive Director (7 Dec 2020 to 13 Mar 2024)
  • Liam Anthony Bonfield

    IRN LAB01142

    • SMF3 Executive Director (since 2 Apr 2024)
  • Lina Litvinovaite

    IRN LXL01339

    • SMF3 Executive Director (since 23 Feb 2023)
  • Simon James Blackledge

    IRN SXB87384

    • SMF3 Executive Director (since 29 Apr 2026)
    • SMF1 Chief Executive (since 7 Dec 2020)
    • SMF16 Compliance Oversight (7 Dec 2020 to 6 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Dec 2020 to 6 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

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