Date authorised
5 March 2018
Companies House
10866487
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Queen Street
    London
    EC4R 1BB
    UNITED KINGDOM
    Phone
    +442031676500
  • Complaints Contact

    28 Queen Street
    London
    EC4R 1BB
    UNITED KINGDOM
    Phone
    +442031676500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Dennis Blyghton

    IRN AXB14198

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2022)
    • CF1 Director (10 May 2019 to 8 Dec 2019)
  • Dimitrios Tsouvelekakis

    IRN DXT01763

    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2022)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Mar 2018 to 8 Dec 2019)
  • Filimon Antonopoulos

    IRN FXA01632

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • Georgia Kontogianni

    IRN GXK01587

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • IRENE CAROLINE KONTOYIANNIS

    IRN IXK14197

    • SMF3 Executive Director (9 Dec 2019 to 24 Jan 2022)
    • CF1 Director (10 May 2019 to 8 Dec 2019)
  • Ibrahim Afara

    IRN IXA01653

    • CF2 Non Executive Director (5 Mar 2018 to 10 Oct 2018)
  • Paul Kaine John Price

    IRN PKP01024

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2018 to 8 Dec 2019)
  • Paula Sophia Georgianna Archer

    IRN PSA01047

    • CF2 Non Executive Director (AR) (5 Mar 2018 to 22 Oct 2018)
  • Peter Romilly

    IRN POR01004

    • SMF16 Compliance Oversight (since 14 Dec 2022)
    • SMF3 Executive Director (since 14 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2022)
  • Petros Tzanetakis

    IRN PXT14196

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.