CAL Investments Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Floor, Nicholas House3 Laurence Pountney HillLondonEC4R 0EUUNITED KINGDOM- Phone
- +4402039830704
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Complaints Contact
First Floor, Nicholas House3 Laurence Pountney HillLondonEC4R 0EUUNITED KINGDOM- Phone
- +4402039830704
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Richard Wilson
IRN ARW01115
- [FCA CF] Client dealing (since 1 Dec 2025)
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Albert Samuel Highmore
IRN AXH01257
- [FCA CF] Client dealing (since 27 Feb 2025)
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Andrew Peter Blair
IRN APB01144
- CF15 Internal Audit (23 Oct 2003 to 19 Dec 2003)
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Anthony Michael Everett
IRN AME01015
- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2002)
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Benjamin David James Hicks
IRN BDH01031
- CF30 Customer (1 Nov 2007 to 1 May 2009)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Jan 2007 to 31 Jul 2007)
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Chloe Anne Finamore
IRN CXF00219
- [FCA CF] Client dealing (since 30 Oct 2025)
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Dennis Vernon Edmonds
IRN DVE01000
- CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Dec 2003)
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Dominick Richard Wilson
IRN DRW01151
- CF30 Customer (20 May 2009 to 16 Apr 2010)
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Donald Gordon Jewell
IRN DGJ01036
- CF2 Non Executive Director (3 Nov 2004 to 5 Mar 2010)
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Egle Milenciute
IRN EXM01439
- CF30 Customer (20 May 2009 to 17 Dec 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.