Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
- CF3 Chief Executive (9 Apr 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Jan 2008 to 31 Aug 2017)
- CF11 Money Laundering Reporting (10 Jan 2008 to 31 Aug 2017)
- CF28 Systems and controls (10 Jan 2008 to 31 Aug 2017)
- CF13 Finance (21 May 2004 to 20 Apr 2007)
- CF1 Director (21 May 2004 to 8 Dec 2019)
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- CF15 Internal Audit (23 Oct 2003 to 19 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.