Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 28 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • CAL Investments Limited (no longer approved here)

    FRN 114008

    • CF30 Customer (20 May 2009 to 16 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.