Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London and Oxford Capital Markets Limited (no longer approved here)

    FRN 163299

    • CF30 Customer (3 Jan 2018 to 18 Jun 2019)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF26 Customer Trading (7 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (4 May 2004 to 28 Oct 2005)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF21 Investment Adviser (7 Nov 2005 to 27 Jan 2006)
    • CF26 Customer Trading (11 Apr 2002 to 11 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.