Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2020)
- CF30 Customer (3 Oct 2017 to 8 Dec 2019)
- CF27 Investment Management (24 Feb 2005 to 12 Dec 2006)
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- CF30 Customer (18 Nov 2011 to 22 May 2015)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 4 Feb 2010)
- CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.