Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London and Oxford Capital Markets Limited (no longer approved here)

    FRN 163299

    • SMF3 Executive Director (16 Apr 2020 to 15 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Aug 2022)
    • CF10 Compliance Oversight (4 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.