Peregrine & Black Limited

• Principal Place of Business

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

  Web

  https://www.peregrineblack.com

• Complaints Contact

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Towers

  IRN EKT01002

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
• Emma Diane Ward

  IRN EDW01009

  • CF30 Customer (17 Feb 2015 to 30 Sep 2015)
• Erik Tynes

  IRN EXT00034

  • [FCA CF] Client dealing (since 1 Sep 2020)
• George Colmer

  IRN GRC01110

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
• George Howard Courtney

  IRN GXC01964

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Grant Whitlock

  IRN GJW01116

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)
• Jakob Moberg

  IRN JAM01339

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
• Jama Majid

  IRN JXM03262

  • CF2 Non Executive Director (17 Feb 2015 to 14 Sep 2016)
• Jason Xenophontos

  IRN JXX01001

  • CF30 Customer (1 Nov 2016 to 28 Jan 2019)
• John Czarnowski

  IRN JXC01406

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
  • CF29 Significant management (1 Sep 2017 to 3 Oct 2018)
  • CF2 Non Executive Director (8 Apr 2016 to 1 Sep 2017)

• Deltec Global Investments Limited (no longer appointed)

  FRN 787122 · Appointed 21 Aug 2017 · Until 18 Apr 2018

• Peregrine & Black FX Limited (no longer appointed)

  FRN 779091 · Appointed 16 May 2017 · Until 22 May 2019

No changes recorded yet.