Emma Diane Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Com (UK) Limited
FRN 793714
- [FCA CF] Client dealing (since 8 Nov 2023)
Peregrine & Black Limited (no longer approved here)
FRN 628614
- CF30 Customer (17 Feb 2015 to 30 Sep 2015)
Linear Investments Limited (no longer approved here)
FRN 537389
- CF30 Customer (23 Oct 2013 to 17 Feb 2015)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (17 Apr 2012 to 27 Sep 2013)
Spreadex Limited (no longer approved here)
FRN 190941
- CF26 Customer Trading (1 Nov 2003 to 15 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.