Peregrine & Black Limited

• Principal Place of Business

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

  Web

  https://www.peregrineblack.com

• Complaints Contact

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian Charles Clark

  IRN JCC01072

  • CF30 Customer (11 Mar 2015 to 2 Jun 2017)
• Karl Victor Thompson

  IRN KVT01005

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
  • CF1 Director (17 Feb 2015 to 8 Dec 2019)
• Kazalay Davina Rose Kimmins

  IRN KDK01015

  • CF1 Director (AR) (3 Jul 2017 to 3 May 2019)
  • CF30 Customer (3 Jul 2017 to 30 May 2019)
• Markus Huber

  IRN MXH02066

  • CF30 Customer (17 Feb 2015 to 18 Dec 2015)
• Patrick Henry Bullman

  IRN PHB01050

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2022)
  • CF1 Director (AR) (19 Jun 2017 to 3 May 2019)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
  • CF3 Chief Executive (17 Feb 2015 to 5 Sep 2017)
  • CF11 Money Laundering Reporting (17 Feb 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Feb 2015 to 3 Oct 2018)
  • CF1 Director (17 Feb 2015 to 8 Dec 2019)
• Patrick Mayne Gibson

  IRN PMG01085

  • CF30 Customer (29 Aug 2017 to 17 Apr 2018)
  • CF1 Director (AR) (29 Aug 2017 to 17 Apr 2018)
• Richard John Small

  IRN RJS01207

  • [FCA CF] Client dealing (since 9 Dec 2024)
• Simen Lunder

  IRN SXL00147

  • [FCA CF] Client dealing (since 1 Sep 2020)
• Steven Paul Drew Frost

  IRN SPF01056

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
• Zachary Carl Stefan Lyons

  IRN ZCL01001

  • CF30 Customer (6 Nov 2017 to 17 Apr 2018)

• Deltec Global Investments Limited (no longer appointed)

  FRN 787122 · Appointed 21 Aug 2017 · Until 18 Apr 2018

• Peregrine & Black FX Limited (no longer appointed)

  FRN 779091 · Appointed 16 May 2017 · Until 22 May 2019

No changes recorded yet.