Karl Victor Thompson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • Responsibility for MCD Intermediation (since 10 Oct 2025)
    • [FCA CF] Client dealing (since 2 Aug 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (25 Jan 2021 to 10 Feb 2023)
    • CF1 Director (3 Feb 2017 to 8 Dec 2019)
  • Peregrine & Black Limited

    FRN 628614

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (17 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF1 Director (AR) (24 Sep 2014 to 17 Feb 2015)
    • CF30 Customer (24 Sep 2014 to 17 Feb 2015)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 31 Mar 2013)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (30 Jan 2006 to 27 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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